Acts as the first line of defense for suitability and selling processes within Singapore’s Front Office. The role strengthens controls, monitors regulatory developments, conducts trade monitoring and thematic reviews, and supports remediation and management reporting. It also performs email surveillance to identify fraud, data leakage, and policy violations, investigates suspicious communications, maintains surveillance procedures, and collaborates with Compliance, auditors, and other stakeholders.

The Front Management Supervisor will oversee risk management governance, enhance operational risk processes, ensure compliance with regulatory standards, and guide the Front Office with risk-oriented decision-making.

The Client Due Diligence Specialist performs due diligence reviews, identifies risks, provides training, collaborates with stakeholders, and supports audits and regulatory reporting, focusing on high-risk clients.