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Lead APAC management reporting, financial analysis, expense and cost allocation, and Tax Transfer Pricing (TTP) management. Prepare regulatory and statutory reports (including Australia), support audits, and deliver finance metrics for senior management. Coordinate with head office and cross-functional teams, and support finance operations, liquidity, and capital reporting across APAC.

The Senior Manager Advisory Compliance will oversee compliance activities in equities, advising on regulations, managing relationships, and training staff on compliance policies.

Review and approve public research content for regulatory and policy compliance (FINRA, CIRO), ensure accuracy of financials and disclosures, edit for clarity and balance, schedule/distribute reports via BlueMatrix, liaise with analysts to resolve regulatory, factual, and clarity issues, and ensure timely publication.