Teams at Schroders

Manage end-to-end KYC, AML, and client due diligence for APAC wealth management clients, including onboarding, periodic reviews, risk assessments, screening, remediation, and account closures. Review complex client structures and source-of-wealth and source-of-funds documentation, escalate higher-risk cases, maintain accurate records, support audits, and partner with Front Office, Compliance, Legal, Tax, and Operations. Contribute to process improvements and control enhancements.

Leads end-to-end KYC, AML, and client due diligence for Wealth Management clients across APAC. Oversees onboarding, periodic and trigger-event reviews, risk assessments, sanctions and adverse media checks, enhanced due diligence, documentation, escalations, audits, KPI reporting, and governance updates. Partners with Front Office, Compliance, Legal, Tax, Operations, Technology, and global AML/KYC teams. Drives process improvements, workflow enhancements, automation opportunities, and operating model changes while managing complex client structures and regulatory risks.

Leads third-party risk management across APAC, overseeing supplier governance, regulatory compliance, due diligence, risk assessments, registers, monitoring, remediation, resilience, reporting, and stakeholder coordination. Partners with Procurement, Legal, Compliance, Operational Risk, Information Security, Business Continuity, and regional business owners to manage outsourcing and supplier risks throughout the lifecycle. Supports regulatory inquiries, audits, governance forums, process improvements, data quality, tooling enhancements, and regional adoption of global third-party risk standards.