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BNY

Senior Associate, Compliance & Control (Singapore)

Reposted 2 Days Ago
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In-Office
Singapore, SGP
Mid level
In-Office
Singapore, SGP
Mid level
The role involves contributing to compliance efforts, regulatory reporting, analyzing control processes, and building relationships with regulators, with direct guidance.
The summary above was generated by AI

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

We’re seeking a future team member for the role of Senior Associate, Risk & Compliance to join our Compliance team. This role is located in Singapore.

In this role, you’ll make an impact in the following ways:

  • With direct guidance, contributes to the compliance efforts of the assigned business units, including giving advice. Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements with familiarity with regulations issued by MAS and other regulatory bodies. Helps the business units respond to and develop compliance reporting, as directed.
  • Supports in key compliance processes including management and reporting of insourcing and outsourcing arrangements, regulatory reporting and handling of regulatory inquiries and inspections, and training.
    Contributes to drafting of documentation when control changes are made. Under direct guidance, analyzes existing legislation, regulatory announcements and industry practices in order to report on the assigned business' current state of compliance.
  • Contributes to projects and program tasks intended to improve compliance and enhance the control environment. Analyzes control processes to ensure they are in compliance with all applicable laws, rules and regulations. Reviews the appropriateness of control processes.
  • Begins to build working relationships with outside regulators, government officials and business unit managers in order to facilitate the timely delivery of information and increase the likelihood of favorable conditions for compliance activities. With direct guidance, contributes to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY businesses.
  • Begins to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps. Contributes to the preparation of reporting, as directed. Escalates issues to more experienced professionals. No direct reports.
  • Contributes to the achievement of team objectives. Modified based upon local regulations/requirements.

To be successful in this role, we’re seeking the following: 

  • Bachelor‘s degree or the equivalent combination of education and experience is required. Business or Finance degree preferred.
  • 3-5 years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with banking, capital markets and financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred

At BNY, our culture speaks for itself, check out the latest BNY news at:

BNY Newsroom

BNY LinkedIn 

Here’s a few of our recent awards: 

  • America’s Most Innovative Companies, Fortune, 2025
  • World’s Most Admired Companies, Fortune 2025
  • “Most Just Companies”, Just Capital and CNBC, 2025

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. 

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Top Skills

AI
Compliance Software
Regulatory Reporting Tools

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