Lead and manage complex investigations into market and non-market conduct, coordinate regulatory submissions and MAS engagements, liaise with business units and stakeholders, track remediation actions, identify systemic control gaps, and improve investigation methodologies and reporting.
Investigation Management
- Lead and conduct investigations into market conduct-related matters, non-market conduct matters and non-reps related investigations.
- Manage complex and sensitive investigations
- Partner with respective business units for investigations and regulatory engagements.
- Follow up on the required actions such as administer appeals, actions to close the gaps. Manage communications with internal stakeholders to ensure alignment and timely completion of deliverables.
- Identify emerging trends, systemic issues, control gaps, and conduct risks from investigation outcomes.
- Coordinate, review, and consolidate responses to MAS queries.
- Act as a liaison with internal stakeholders to obtain information required for regulatory submissions and responses.
- Ensure regulatory communications are accurate, complete, well-supported, and consistently documented.
- Maintain records of regulatory correspondence and submissions for audit and regulatory purposes. These responsibilities align with internal requirements for liaising with regulators, coordinating responses, and maintaining documentation.
- Support preparation of reports for senior management.
- Contribute to the enhancement of investigation methodologies, frameworks, and reporting processes.
- Identify opportunities to improve efficiency through technology and process automation.
- Undertake additional duties and projects assigned by the Deputy Vice President or department head.
Income Insurance Singapore, Singapore, SGP Office
75 Bras Basah Road, Singapore, Singapore, Singapore, 189557
Income Insurance Singapore Office
Singapore
Income Insurance Singapore, Singapore, SGP Office
1 Paya Lebar Link, #07-01 PLQ 1 Paya Lebar Quarter, Singapore, Singapore, Singapore, 408533
Income Insurance Singapore, Singapore, SGP Office
2 Tampines Central 6, #01-01 NTUC Income Tampines Point, Singapore, Singapore, Singapore, 529483
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