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OCBC Bank

Business Risk Specialist, Policies & Procedures (AVP)

Posted Yesterday
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In-Office
Singapore
Senior level
In-Office
Singapore
Senior level
The role involves implementing and enhancing global policies, managing governance forums, and ensuring compliance related to Cross Border guidelines.
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Bank of Singapore opens doors to new opportunities.

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today!

Business Risk Management Policies & Procedures Team (“BRM P&P Team”) is responsible for the management of various key BOS Global Policies (relating to Sales, Suitability, Pricing, Best Execution, Product Due Diligence, Communications, Cross Border Marketing Guidelines and ESG/Sustainability) critical to the BOS franchise.  BRM P&P Team is also the Regulatory Compliance Partner supporting business units within COO, Front Office, ISG, CIO and FFWA on regulatory change related matters.  We work closely with cross-functional stakeholders across the Bank to implement changes to the Bank's policies and procedures, driven by efficiency improvement, risk mitigation, regulatory requirements, and business initiatives.

We are seeking an enthusiastic team member to join our BRM P&P Team to support the implementation, monitoring, and delivery of continuous enhancements to various key BOS Global Policies, which ensure the Bank remains in compliance with regulatory requirements and industry best practices.  This role will support our global Cross Border Centre of Excellence (“CB COE”) that is responsible for implementing and maintaining the Bank’s global Cross Border Framework.  This hands-on role offers the opportunity to deliver high-impact change initiatives with global impact, including extensive engagement with diverse stakeholders across the bank.

Main Duties

  • Support the implementation, monitoring, and continuous improvement of policies, processes, and tools owned by the BRM P&P Team, with specific focus on overseeing our Cross Border Centre of Excellence.

  • Provide support for managing governance forums and reporting related to Cross Border Framework.

  • Support rollouts of new or revised Cross Border marketing guidelines, including conducting operationalisation assessments, and overseeing change implementation and related signoffs across a diverse group of stakeholders.

  • Provide advisory support to front office teams in relation to Cross Border marketing.

  • Assist in the development, implementation and management of tools, processes, and controls for areas under your coverage that support ongoing compliance with Cross Border marketing guidelines.

  • Participate in audits, regulatory inspections, compliance testing, management deep dives, and reviews of past regulatory and audit findings related to BRM P&P policies, with specific focus on Cross Border Framework.

Requirements

  • Minimum 8 years of experience in the private banking industry, preferably with a focus on policy development and implementation, regulatory compliance, risk and controls, or risk management. Relevant consulting experience in these domains will be beneficial.

  • Proven track record in project management, change management, or regulatory change implementation will be preferred.

  • Self-driven and organised, with the ability to operate independently.

  • Solid analytical and problem-solving skills, with a strong focus on execution and delivery.

  • Excellent communication, influencing, and presentation skills.

  • Bachelor’s degree holder

Top Skills

Auditing
Change Management
Policy Development
Project Management
Regulatory Compliance
Risk Management
HQ

OCBC Bank Singapore Office

65 Chulia St, Singapore, 049513

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