Jobs at TD Bank

Lead engineering teams to design, deliver, and operate cloud-native, scalable compliance, surveillance, and supervision platforms. Drive architecture, API/event-driven microservices, big-data and AI-enabled analytics, vendor integrations, regulatory controls, and Agile delivery while partnering with Compliance, Risk, Data, and Business stakeholders.

The Senior Manager Advisory Compliance will oversee compliance activities in equities, advising on regulations, managing relationships, and training staff on compliance policies.

Review and approve public research content for regulatory and policy compliance (FINRA, CIRO), ensure accuracy of financials and disclosures, edit for clarity and balance, schedule/distribute reports via BlueMatrix, liaise with analysts to resolve regulatory, factual, and clarity issues, and ensure timely publication.

The role involves onboarding clients, maintaining relationships, managing trades and positions, and tracking market opportunities within the commodities sector.

The role involves managing Asia equity securities lending, enhancing operational processes, and collaborating across teams to improve workflows and reduce risks.

Support end-to-end APAC equity post-trade lifecycle: booking, validation, matching, settlement and reconciliation. Investigate and resolve trade breaks, manage exceptions, liaise with Front/Middle Office, brokers, custodians and clients, and drive process improvements.