Head of Business Risk Management

• Act as the First Line of Defense (FLD) to identify and monitor potential issues for suitability and selling process within the Front Office, Singapore.

• Strengthen and implementation of management controls in suitability and selling process.

• Provide practical guidance/trainings to Front Office on suitability and selling process.

• Closely monitor the new regulations issued by the regulators and translate the regulatory expectations into controls within the business processes.

• Conduct trade monitoring and thematic review of Front Office activities, advise on appropriate rectifications and prepare reports for management attention.

• Participate in system and management projects related to enhancing the control landscape for the suitability and selling process.

• Act as business liaison with other departments e.g. Compliance, Front Supervisors, Auditors, etc.

• Bachelor’s degree in accounting/business/finance

• At least 10 years of experience in Private Banking business risk, internal controls or compliance areas.

• Hands on knowledge in regulatory requirements of suitability and selling process.

• Experience in dealing with regulatory audits and in ensuing remediation work.

• Presentable personality, strong interpersonal communication skills especially with senior bankers and management levels.

• Solution driver and proactive in finding alternatives to solve issues.

• Proficiency in MS Word, MS Excel and MS Powerpoint.

• Team player and detail oriented

We are looking forward to receiving your online application.

For any further information please do not hesitate to contact us!

Human Resources