Supports the bank’s regulatory compliance program by developing policies, monitoring regulatory changes, advising internal stakeholders, investigating potential breaches, reviewing products and marketing materials, coordinating compliance training, and liaising with regulators and external experts.
The Regulatory Compliance team is responsible for the implementation of compliance programs including the bank’s compliance policies and procedures, regulatory documentation, and regulatory compliance training program.
A Regulatory Advisory Associate will facilitate the provision of regulatory advisory support to the different functions within the Bank under the guidance and supervision of the Head of Regulatory Compliance & Governance. Key responsibilities include:
- Set policies and establish written guidelines according to which the bank and its businesses are expected to manage and maintain oversight on risks, including compliance with applicable laws, regulatory and market conduct requirements;
- Monitor regulatory changes and advice, assist and/or support various stakeholders in the conduct of their business or operations, with the view to assess the impact on the bank’s regulatory obligations;
- Provide advice and guidance to internal stakeholders including the Senior Management and employees on compliance laws, regulations, policies, and procedures and acting as a contact point within the bank for compliance queries from the employees;
- Assist in the investigation and reporting of any breaches of regulatory and market conduct requirements and internal policies and rules (e.g. via complaints received) and follow up on resolutions;
- Evaluate and review new products, services, and operations (including marketing materials and advertisements) to ensure due compliance with internal compliance-owned policies and relevant laws and regulations;
- Identify and conduct compliance trainings to educate staff on compliance issues, regulatory requirements, and internal policies and rules;
- Assist the Chief Compliance Officer to liaise with the relevant external bodies including regulators, standard setters, and external experts, where required;
- Keep abreast of latest regulatory developments and keep the Senior Management informed on the key developments in the area, including reporting to the appropriate committees or forums for oversight; and
- Provide support to affiliates in the group as necessary.
GXS Bank Singapore, Singapore, SGP Office
Singapore, Singapore
Similar Jobs
.jpeg)
Artificial Intelligence • Hardware • Information Technology • Machine Learning
Senior technical leader driving equipment and hardware innovation, supplier engagement, and multi-year manufacturing capability roadmaps to enable high-volume semiconductor production, AI-enabled automation, and cost/productivity improvements across global front-end sites.
Top Skills:
Advanced PackagingArtificial IntelligenceDramEquipment ArchitectureEquipment AutomationFront-End Semiconductor ManufacturingHeterogeneous IntegrationNandNorProcess Integration
Artificial Intelligence • Hardware • Information Technology • Machine Learning
Lead development, characterization, optimization, and transfer of CMP processes for advanced 3D NAND. Coordinate with global teams and suppliers, run DOE experiments, troubleshoot manufacturing issues, evaluate consumables/hardware, drive process control and yield improvements, and contribute to innovation and documentation.
Top Skills:
3D NandAi ToolsCmpDoe
Artificial Intelligence • Hardware • Information Technology • Machine Learning
Leads electrical failure analysis for next-generation NAND products, including bench testing, fault isolation, physical de-processing, and root-cause investigation of yield-limiting failures. Correlates electrical, probe, inline, parametric, and fab data; develops failure-analysis methodologies; applies analytics to identify trends and anomalies; and communicates findings through reports, visualizations, and technical presentations. Partners with process integration, yield enhancement, metrology, manufacturing, and data science teams to improve semiconductor yield and support technology transfer.
Top Skills:
Data AnalyticsEdsEelsFibNandNorPhysical Failure AnalysisProbe Data AnalysisSemSemiconductor Process FlowTem
What you need to know about the Singapore Tech Scene
The digital revolution has driven a constant demand for tech professionals across industries like software development, data analytics and cybersecurity. In Singapore, one of the largest cities in Southeast Asia, the demand for tech talent is so high that the government continues to invest millions into programs designed to develop a talent pipeline directly from universities while also scaling efforts in pre-employment training and mid-career upskilling to expand and elevate its workforce.
