Lead Risk & Compliance (QA)

About Capco, Capco, a Wipro company, is a global technology and management consultancy specializing in driving digital transformation in the financial services industry. With a growing client portfolio comprising of over 100 global organizations, Capco operates at the intersection of business and technology by combining innovative thinking with unrivaled industry knowledge to deliver end to-end data-driven solutions and fast-track digital initiatives for banking and payments, capital markets, wealth and asset management, insurance, and the energy sector.

Capco’s cutting-edge ingenuity is brought to life through its Innovation Labs and award-winning Be Yourself At Work culture and diverse talent. We are experts in Banking, Capital Markets, Wealth and Asset Management. We specialize in Digital Transformation, Data Management & Data Analytics, Business & Finance Transformation engagements, and IT transformation and Change programs. We are committed to growing our business and hiring the best talent in the market. Our focus is on maintaining our agile and entrepreneurial culture. 

Role Title: Lead Risk & Compliance – Quality Assurance (QA)

Job Description:

Primary responsibilities

• Conduct monthly QC program for AML screening (including manual adverse media screening) and transaction monitoring processes. 
• Identify process gaps and recommend improvements to optimize efficiency, effectiveness and compliance. 
• Collaborate with stakeholders to resolve issues and ensure consistent implementation of policies and procedures. 
• Provide regular progress updates to Team Lead and stakeholders and facilitate meetings when necessary.
• Prepare detailed QC reports outlining findings and actionable recommendations. 
• Deliver training sessions to stakeholders to address gaps and enhance understanding of AML processes. 

Summary of Requirements: 

• Minimum 6 years of Anti-Money Laundering (AML) and Countering Terrorism Financing (CFT) in a SME/Corporate banking environment. 
• Proficiency in AML screening and transaction monitoring.
• Experience in training and QC is preferred. Proficiency in the Singapore AML/CFT regulations and guidelines.
• Good communication skills, proficiency in English and Chinese (verbal and written means).
• Ability to organize and prioritize workload, support the team in delivering all commitments on time.
• An accountable team player with collaborative spirit, ability to build rapport with internal stakeholders. Entrepreneurial mindset – overcome challenges with creative thinking and innovative solutions.

Hours of Operation

The hours of operation will be 9am to 6pm, Monday to Friday. Bank holiday will follow Singapore public holidays calendar. There may be shift and overtime required for weekends or national holidays according to business requirement. Both parties need to align and mutually agree on such changes and plan in advance. Overtime rates if any be charged only when productivity targets are met, and also when the personnel gaps in the team (if any) are duly filled.